A Comprehensive Guide to NADCAP Heat-Treating Checklist AC7102
NADCAP heat treating accreditation is one of the most important quality requirements in the aerospace and defense manufacturing industry. For heat treaters supplying aerospace components, compliance with AC7102 and related slash sheets is essential to maintain approvals from major OEMs such as Boeing, Lockheed Martin, GE Aerospace, Pratt & Whitney, Rolls-Royce, Honeywell, Raytheon, and Northrop Grumman.
Heat treatment is classified as a special process because the final metallurgical properties cannot always be verified solely through inspection. As a result, NADCAP requires strict control over:
- Furnace operation
- Pyrometry
- Personnel training
- Process documentation
- Calibration systems
- Temperature uniformity
- Vacuum furnace integrity
- Corrective actions
- Process validation
“Aerospace heat treatment failures can lead to catastrophic part failure. NADCAP exists to ensure process consistency, repeatability, and safety.”
Overview of AC7102
AC7102 is the baseline checklist used during all NADCAP heat treat audits. Every supplier pursuing heat treat accreditation must complete AC7102 regardless of the specific thermal processes being performed.
Additional slash sheets are added depending on process scope:
| Checklist | Application |
|---|---|
| AC7102 | Baseline heat treating requirements |
| AC7102/1 | Furnace brazing |
| AC7102/2 | Aluminum heat treatment |
| AC7102/5 | Hardness and conductivity testing |
| AC7102/8 | Pyrometry |
The checklist structure helps suppliers organize internal audits and identify process gaps before the official PRI audit.
Structure of AC7102
AC7102 is divided into 10 primary sections covering:
- Audit preparation
- Quality systems
- Personnel qualification
- Process control
- Testing systems
- Furnace control
- Vacuum furnace operation
- Documentation and traceability
Many questions include a (UXY) designation, meaning all suppliers must answer those questions regardless of process applicability.
Section 1 — NADCAP Audit Requirements
The first section focuses on the supplier’s internal self-audit process.
Suppliers are required to:
- Perform a complete internal audit before the PRI audit
- Use all applicable checklists
- Include required job audits
- Document procedures and paragraph references
- Address all internal non-conformances
Question 1.1.1 — Internal Self-Audit
This is one of the most common audit findings because suppliers often fail to complete all required job audits.
If your scope includes:
- AC7102 baseline
- AC7102/2 aluminum heat treat
- AC7102/8 pyrometry
then all related job audits must also be completed before the NADCAP audit.
- Procedure number
- Revision level
- Paragraph reference
- Supporting records
Question 1.1.2 — Corrective Actions
All non-conformances discovered during the internal audit must be formally corrected through the supplier’s corrective action system before the PRI audit begins.
| Poor Practice | Best Practice |
|---|---|
| Identifying findings only | Root cause analysis and documented closure |
| No corrective evidence | Objective evidence attached |
| Temporary fixes | Permanent systemic correction |
Question 1.1.3 — Documents Required Before Audit
Suppliers must provide documentation at least 30 days before the audit.
Required Pre-Audit Documents
- Equipment list
- Purchased services list
- Prime customer list
- Heat treat specifications
- Internal procedures
- Organization chart
Quality System Requirements
Question 3.4.1 — Previous Corrective Actions
Suppliers must demonstrate that all previous NADCAP corrective actions remain fully implemented.
“Failure to sustain previous corrective actions often results in major findings and reduced merit status.”
Common issues include:
- Expired calibration intervals
- Uncontrolled procedure revisions
- Incomplete SAT records
- Thermocouple replacement failures
Question 3.9.2 — Consumable Goods
Consumables must be controlled using documented procedures.
| Consumable | Control Requirement |
|---|---|
| Quench oil | Certification review |
| Thermocouples | Calibration verification |
| Atmosphere gases | Purity validation |
| Salts | Composition verification |
Personnel Requirements
Question 4.1.1 — Personnel Competency
NADCAP requires documented training procedures for:
- Contract review personnel
- Job planners
- Furnace operators
- Quality personnel
- Testing personnel
Continuous Improvement
Personnel evaluations must support continuous improvement programs.
Training records should include:
- Initial training
- Practical evaluation
- Requalification intervals
- Supervisor reviews
- Skill assessments
Process Control Testing
Suppliers must maintain documented process control testing systems.
| Process Test | Purpose |
|---|---|
| Hardness testing | Verify heat treatment results |
| Mechanical testing | Validate material properties |
| Alpha case testing | Titanium contamination verification |
| Furnace burnout testing | Atmosphere cleanliness validation |
Furnace Control and Maintenance
Question 9.1.2.1 — Heat-Up and Soak Parameters
Internal procedures must define:
- Heat-up rate
- Start of soak time
- End of soak time
- Cooling rate
For example:
The soak period typically begins when:
- All furnace thermocouples reach minimum setpoint temperature
- Load thermocouples stabilize within tolerance
Vacuum Furnace Requirements
Vacuum heat treatment is widely used for aerospace materials such as:
- Inconel 718
- Ti-6Al-4V
- 9310 steel
- 17-4 PH stainless steel
Benefits of Vacuum Furnaces
- Reduced oxidation
- Minimal decarburization
- Cleaner surface finish
- Improved fatigue resistance
- Better dimensional stability
Question 11.2.1.2 — Vacuum Calibration
Vacuum instrumentation calibration is one of the most common findings during audits.
| Vacuum Parameter | Typical Requirement |
|---|---|
| Vacuum level | 10⁻⁴ to 10⁻⁵ torr |
| Dew point | Below -60°F |
| Leak integrity | Validated periodically |
Importance of Job Audits
Job audits verify actual process execution using real production jobs.
AC7102 job audits include:
- Short-cycle jobs
- Long-cycle jobs
- Multi-stage thermal cycles
- Export-controlled jobs
AC7102/1 — Furnace Brazing
Furnace brazing falls under the heat treat commodity because it uses thermal processing equipment.
Critical Brazing Requirements
- Braze Process Specification (BPS)
- Braze Qualification Record (BQR)
- Dew point monitoring
- Braze filler metal control
- Vacuum furnace validation
Dew Point Monitoring
Dew point monitoring is frequently overlooked.
| Requirement | Purpose |
|---|---|
| Dew point monitoring | Atmosphere moisture control |
| Monitoring location | Gas integrity validation |
| Documented frequency | Audit traceability |
AC7102/2 — Aluminum Heat Treatment
Aluminum heat treatment is extremely sensitive to temperature variation.
“Even small temperature deviations can cause incipient melting in aluminum alloys.”
Because of this sensitivity:
- Class 2 furnaces are typically required
- Quench delay must be tightly controlled
- Quench agitation is critical
- Part spacing affects heat transfer
Quench Delay Control
| Parameter | Importance |
|---|---|
| Door-open to immersion time | Controls final properties |
| Agitation | Improves cooling consistency |
| Quench temperature | Reduces cracking/distortion |
AC7102/5 — Hardness & Conductivity Testing
Hardness testing validates final heat treatment effectiveness.
Common Audit Findings
- Missing direct verification records
- Improper indenter spacing
- Incomplete maintenance documentation
- Incorrect ASTM revision usage
AC7102/8 — Pyrometry
Pyrometry is one of the most critical areas of NADCAP compliance.
It ensures:
- Temperature accuracy
- Uniform heating
- Reliable instrumentation
- Repeatable heat treatment cycles
Key Pyrometry Areas
| Pyrometry Element | Purpose |
|---|---|
| System Accuracy Test (SAT) | Verify sensor accuracy |
| Temperature Uniformity Survey (TUS) | Validate furnace consistency |
| Instrument calibration | Ensure traceable measurements |
| Thermocouple management | Maintain reliable sensing |
Temperature Uniformity Surveys
TUS frequency depends on furnace class and instrumentation type.
| Furnace Class | Temperature Tolerance |
|---|---|
| Class 1 | ±5°F |
| Class 2 | ±10°F |
| Class 3 | ±15°F |
Common Pyrometry Findings
- Incorrect thermocouple insertion depth
- Missing SAT documentation
- Improper calibration labels
- Missing TUS diagrams
- Calibration range mismatch
Most Common NADCAP Heat Treat Findings
| Finding | Root Cause |
|---|---|
| Incomplete self-audit | Missing checklist coverage |
| Calibration issues | Expired instruments |
| Incorrect SAT execution | Poor procedures |
| Missing training records | Weak personnel system |
| Improper TUS documentation | Incomplete diagrams |
| Consumable control failure | Unverified certifications |
Best Practices for NADCAP Success
Recommended Internal Audit Strategies
- Create detailed audit matrices
- Cross-reference procedures to checklist items
- Perform layered internal audits
- Validate corrective action sustainability
- Maintain calibration dashboards
- Train operators continuously
- Review pyrometry monthly
- Conduct mock audits
FAQ
What is AC7102?
AC7102 is the baseline NADCAP checklist for aerospace heat treatment accreditation.
What is AMS2750?
AMS2750 is the aerospace pyrometry standard governing furnace accuracy, calibration, SATs, and TUS requirements.
Why are job audits important?
Job audits validate that actual production processing matches documented procedures and specifications.
What is the most common NADCAP finding?
Pyrometry-related issues such as calibration records, SAT execution, and TUS documentation are among the most frequent findings.
Why are vacuum furnaces used?
Vacuum furnaces prevent oxidation, improve cleanliness, and reduce distortion during aerospace heat treatment.
Final Thoughts
NADCAP heat treating accreditation is far more than an audit requirement — it is the foundation of aerospace process reliability.
Understanding AC7102 and its related slash sheets allows suppliers to:
- Reduce audit findings
- Improve process control
- Enhance aerospace compliance
- Maintain OEM approvals
- Reduce scrap and rework
- Improve thermal processing consistency
By implementing robust internal procedures, maintaining strong pyrometry controls, validating personnel competency, and continuously improving process systems, aerospace heat treatment suppliers can successfully maintain NADCAP accreditation and meet the demanding quality standards of the aerospace industry.